Securities Litigation

The attorneys with Donoghue Legal Group have helped to recover millions of dollars for investors.  Donoghue Legal Group brings claims before FINRA Dispute Resolution and in court to help investors recover money lost due to wrongs committed by investment advisors and others.  We also represent registered representatives in employment, compensation and promissory note disputes with their former brokerage firm.  The specific types of securities matters that we handle include:
  • Securities fraud
  • Unsuitable investments
  • Failure to disclose risks of investments
  • Excessive trading/churning claims
  • Deceptive insurance/annuity product sales
  • Ponzi scheme recovery
  • Fraudulent investment sales and products
  • Breach of fiduciary duty
  • Unauthorized trading
  • FINRA securities arbitration claims
  • Pennsylvania Securities Act violations
  • Unregistered securities claims
  • Registered representative Form U5 disputes
  • Registered representative promissory note disputes